YOU'RE MAKING THE DECISION

Let us help you make it an easy one every step of the way

At ONESCO, we know how big this decision is for you and your business. We're here to lend a hand, offering guidance and support throughout your journey of discovery.

Providing more than five decades of superior service

YOU'RE MAKING THE DECISION

We're here to lend a hand

At ONESCO, we know how big this decision is for you and your business. We're here to lend a hand, offering guidance and support throughout your journey of discovery.

THIS IS ONESCO

Support with extraordinary value

Come home to ONESCO where you can create and build your own vision, where independence means the power to choose and you have the comfort of stability.

Comprehensive Platform

Expansive Product List
Advisory Services
Clearing Services

Practice Management

Essential Tools
Integrated Technology
Succession Planning
Marketing Resources

Technology Platform

Data Aggregation
Electronic Signature
Electronic Filing
Management Tools

Committed Team

Operational Support
Excellent Back Office
Compliance Team

THIS IS ONESCO

Support with extraordinary value

Come home to ONESCO where you can create and build your own vision, where independence means the power to choose and you have the comfort of stability.

Comprehensive Platform

Expansive Product List
Advisory Services
Clearing Services

Practice Management

Essential Tools
Integrated Technology
Succession Planning
Marketing Resources

Technology Platform

Data Aggregation
Electronic Signature
Electronic Filing
Management Tools

Committed Team

Operational Support
Excellent Back Office
Compliance Team

YOU'RE CONSIDERING A CHANGE

Making the jump can be disruptive, ONESCO can help minimize the impact

Is a move to ONESCO right for you? Here's why ONESCO could be your best move.

Uncommon Stability

Entrepreneurship

Personalized Service

Robust Platform

For over 50 years, ONESCO has provided uncommon stability, helping our advisors grow while evolving to meet the future with innovative service and support. We partner with our representatives to foster entrepreneurship and independence, proving that being independent doesn’t mean being alone. Our competitive platform includes a comprehensive product range, the latest technology, dedicated operations, and a compliance team that simplifies complexity.

Let's discuss how ONESCO might be right for you.

SWITCHING can be disruptive

We can help minimize the impact

Is a move to ONESCO right for you? Here's why ONESCO could be your best move.

For over 50 years, ONESCO has provided uncommon stability, helping our advisors grow while evolving to meet the future with innovative service and support. We partner with our representatives to foster entrepreneurship and independence, proving that being independent doesn’t mean being alone. Our competitive platform includes a comprehensive product range, the latest technology, dedicated operations, and a compliance team that simplifies complexity.

Uncommon Stability

Entrepreneurship

Personalized Service

Robust Platform

For over 50 years, ONESCO has provided uncommon stability, helping our advisors grow while evolving to meet the future with innovative service and support. We partner with our representatives to foster entrepreneurship and independence, proving that being independent doesn’t mean being alone. Our competitive platform includes a comprehensive product range, the latest technology, dedicated operations, and a compliance team that simplifies complexity.

Let's discuss how ONESCO might be right for you.

TRANSITIONING WITH EASE

The last move you'll ever need to make

Change doesn't have to be complicated. Our transition team understands the importance of a smooth transition. We are here to minimize your time away from your business, supporting you every step of the way.

Common questions when transitioning

Solutions for a smooth move

Losing Clients

You might have come across the notion that changing your broker-dealer could result in losing 30% of your client base. Advisors often make general statements like this about client retention. However, the key lies in the specifics: the circumstances of your departure, your destination, and the reasons behind the change.

Stalled Business Momentum

Encountering a slowdown in business momentum can present challenges for any business. Therefore, receiving ongoing support from the broker/dealer you are transitioning to is crucial to mitigate any disruptions and minimize the impact of the slowdown.

Cumbersome Process

Transitioning to a new broker/dealer often involves a significant amount of paperwork, signatures, and document reviews, which can feel overwhelming initially. It's crucial to partner with a broker/dealer that offers support from a dedicated transition specialist. This specialist can assist you in developing a plan to streamline the process and ensure a smoother transition.

Understand the Transition Process

The success of your transition greatly depends on your understanding of the process, especially if it's your first time transitioning to a new broker/dealer. At ONESCO, we offer the expertise of a transition support specialist who will assist you in creating a comprehensive plan and provide you with all the necessary guidance to ensure a smooth transition process.

Work with a trustworthy Broker/Dealer

Since our founding in 1968, ONESCO has taken pride in offering financial professionals independence, value and stability. We have evolved with our ever-changing industry and we prosper where other broker/dealers have not succeeded.

At ONESCO, we believe in:

• Promoting flexibility

• Supporting you with extraordinary value

• Delivering uncommon stability

TRANSITIONING WITH EASE

The last move you'll ever have to make

Common transition questions

Losing Clients

You might have come across the notion that changing your broker-dealer could result in losing 30% of your client base. Advisors often make general statements like this about client retention. However, the key lies in the specifics: the circumstances of your departure, your destination, and the reasons behind the change.

Stalled Business Momentum

Encountering a slowdown in business momentum can present challenges for any business. Therefore, receiving ongoing support from the broker/dealer you are transitioning to is crucial to mitigate any disruptions and minimize the impact of the slowdown.

Cumbersome Process

Transitioning to a new broker/dealer often involves a significant amount of paperwork, signatures, and document reviews, which can feel overwhelming initially. It's crucial to partner with a broker/dealer that offers support from a dedicated transition specialist. This specialist can assist you in developing a plan to streamline the process and ensure a smoother transition.

Solutions for a smooth move

Understand the Transition Process

The success of your transition greatly depends on your understanding of the process, especially if it's your first time transitioning to a new broker/dealer. At ONESCO, we offer the expertise of a transition support specialist who will assist you in creating a comprehensive plan and provide you with all the necessary guidance to ensure a smooth transition process.

Work with a trustworthy Broker/Dealer

Since our founding in 1968, ONESCO has taken pride in offering financial professionals independence, value and stability. We have evolved with our ever-changing industry and we prosper where other broker/dealers have not succeeded.

At ONESCO, we believe in:

• Promoting flexibility

• Supporting you with extraordinary value

• Delivering uncommon stability

TECHNOLOGY & CUSTOMIZATION

Guiding the future of your business

ONESCO’s technology platform is designed to put you in control.

ONESCO’s technology platform is designed to be flexible and supportive of the unique needs of each financial professional. It includes essential tools like data aggregation, electronic signature, forms filling, and business management tools. Additionally, the company offers a three-tiered Business Services Package, allowing advisors to choose the technology and services that best fit their practice

Let's talk about how our technology platform can fit your needs.

TECHNOLOGY & CUSTOMIZATION

Guiding the future of your business

ONESCO’s technology platform is designed to put you in control.

ONESCO’s technology platform is designed to be flexible and supportive of the unique needs of each financial professional. It includes essential tools like data aggregation, electronic signature, forms filling, and business management tools. Additionally, the company offers a three-tiered Business Services Package, allowing advisors to choose the technology and services that best fit their practice

Let's talk about how our technology platform can fit your needs.

FREQUENTLY ASKED QUESTIONS

Things to consider when transitioning to a new broker/dealer

Click on a FAQ below to get some answers to help you decide if a transition is right for you.

How do I decide if a move is right for me?

Deciding if a move is right for you involves careful consideration of your career goals, the opportunities presented, alignment with your values, potential for growth, and the overall fit with your professional aspirations. Reflect on what you value most in your career, and assess how the move aligns with your long-term goals.

What should I expect during a transition?

Changing broker/dealers will unavoidably create some disruption in your practice. That’s why it’s important to stay focused on the end goal throughout the process.

Step 1: New Advisor Setup

Step 2: Onboarding

Step 3: Training and Education

Step 4: Ongoing Support

What should I do before resigning from my current firm?

Prior to resigning from a firm, advisors are advised to carefully review their representative agreement. This includes becoming reacquainted with the termination notice guidelines, understanding how commissions and fees will be handled, familiarizing themselves with the non-solicitation clauses in the contract, and ensuring a thorough understanding of the firm's protocol and privacy policies.

What questions should I ask before beginning transition?

• Can you explain the steps involved in the transition process?

• What is a typical timeframe for completing the transition?

• What kinds of support services are available before and after the transition?

• How long is support available during the transition period?

• Could you describe how updates are communicated and their frequency?

• Will I have a dedicated specialist guiding me through the conversion process?

• Is there a comprehensive list detailing the responsibilities related to transitioning to your broker/dealer?

• Can you share your broker/dealer's track record in terms of successfully transitioning clients and their assets?

• What are some potential challenges that may arise during a transition, and how can they be proactively addressed?

• Are there proven strategies or best practices to enhance conversion rates during the transition?

What should I do before resigning from my current firm?

• Carefully review your representative agreement to ensure a thorough understanding of your
current firm's protocol and privacy policies.

• Develop a transition plan that aligns with the payment schedule of your current firm, aiming to
reduce post-resignation compensation payouts.

• Prioritize client outreach by targeting high-priority A-list clients first, followed by B-list clients
and then C-list clients to enhance conversion rates.

• Explore how the transition period could serve as an opportunity to introduce clients to new
products or pricing options that may offer them added benefits.

FREQUENTLY ASKED QUESTIONS

Things to consider when making the move