Providing more than five decades of superior service

OUR COMMITMENT

We set high standards to support your business

We understand that having a strong and experienced broker/dealer to support your business allows you to spend more time focusing on growing your practice. That’s our commitment.

Home > Dedicated Support

OUR COMMITMENT

We set extremely high standards to support your business

We understand that having a strong and experienced broker/dealer to support your business allows you to spend more time focusing on growing your practice. That’s our commitment.

ONGOING SUPPORT

Committed to positive outcomes

At ONESCO, you'll work with a team you know by name, from senior management to customer service, ensuring you’re never just a number. We are committed to being accessible and responsive, so you can focus on serving your clients and growing your business.

Our Customer Service

  • Minimal Hold Times

  • Quick Solutions

Our Consulting Team

  • Seamless Tech Integration

  • Product guidance

Our Proactive Compliance

  • Expert Compliance Team

  • Help you Stay Ahead Of Issues

ONGOING SUPPORT

Committed to positive outcomes

At ONESCO, you'll work with a team you know by name, from senior management to customer service, ensuring you’re never just a number. We are committed to being accessible and responsive, so you can focus on serving your clients and growing your business.

Our Customer Service

  • Minimal Hold Times

  • Quick Solutions

Our Consulting Team

  • Seamless Tech Integration

  • Product guidance

Our Proactive Compliance

  • Expert Compliance Team

  • Help you Stay Ahead Of Issues

COMPLIANCE TEAM

Providing common sense, consultative support

Making Compliance Simpler

• On-site support during regulatory
exams

• Clear guidance on operational
requirements

• Electronic fulfillment of most
compliance requirements

• Assistance & support for regulatory
inquiries

Essential Information & tools

• New office best practice training

• Sales practice training

• General compliance training & inquiries

Responsive Business Support

• Business consultation

• Outside business activity reviews

• Correspondence & advertising reviews

COMPLIANCE TEAM

Providing consultative support

Making Compliance Simpler

• On-site support during regulatory
exams

• Clear guidance on operational
requirements

• Electronic fulfillment of most
compliance requirements

• Assistance & support for regulatory
inquiries

Essential Information & tools

• New office best practice training

• Sales practice training

• General compliance training & inquiries

Responsive Business Support

• Business consultation

• Outside business activity reviews

• Correspondence & advertising reviews

BACK OFFICE EXCELLENCE

Operational support that is accessible, accurate and personal

Running an efficient practice depends on having excellent back office support, and we provide that with:

One-On-One Approach

To build and strengthen our relationship based on trust.

Simple and efficient

Simple and efficient communication that connects you directly to our experienced staff.

Dedicated team members

Review and process your business quickly and accurately.

BACK OFFICE EXCELLENCE

Operational support that is accessible, accurate and personal

Running an efficient practice depends on having excellent back office support, and we provide that with:

One-On-One Approach

To build and strengthen our relationship based on trust.

Simple and efficient

Simple and efficient communication that connects you directly to our experienced staff.

Dedicated team members

Review and process your business quickly and accurately.

Let's have a conversation about joining ONESCO

Fill out the form below and one of our transition specialists will contact you to help.

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Contact Us

The O.N. Equity Sales Company

Member FINRA and SIPC

A registered broker/dealer.

One Financial Way

Cincinnati, Ohio 45242

877.663.7267

©2024. All rights reserved.

Let's have a conversation about joining ONESCO

Fill out the form below and one of our transition specialists will contact you to help.

Contact Us

The O.N. Equity Sales Company

Member FINRA and SIPC

A registered broker/dealer.

One Financial Way

Cincinnati, Ohio 45242

877.663.7267

©2024. All rights reserved.