Providing more than five decades of superior service
OUR COMMITMENT
We set high standards to support your business
We understand that having a strong and experienced broker/dealer to support your business allows you to spend more time focusing on growing your practice. That’s our commitment.
Home > Dedicated Support
OUR COMMITMENT
We set extremely high standards to support your business
We understand that having a strong and experienced broker/dealer to support your business allows you to spend more time focusing on growing your practice. That’s our commitment.
ONGOING SUPPORT
Committed to positive outcomes
At ONESCO, you'll work with a team you know by name, from senior management to customer service, ensuring you’re never just a number. We are committed to being accessible and responsive, so you can focus on serving your clients and growing your business.
Our Customer Service
Minimal Hold Times
Quick Solutions
Our Consulting Team
Seamless Tech Integration
Product guidance
Our Proactive Compliance
Expert Compliance Team
Help you Stay Ahead Of Issues
ONGOING SUPPORT
Committed to positive outcomes
At ONESCO, you'll work with a team you know by name, from senior management to customer service, ensuring you’re never just a number. We are committed to being accessible and responsive, so you can focus on serving your clients and growing your business.
Our Customer Service
Minimal Hold Times
Quick Solutions
Our Consulting Team
Seamless Tech Integration
Product guidance
Our Proactive Compliance
Expert Compliance Team
Help you Stay Ahead Of Issues
COMPLIANCE TEAM
Providing common sense, consultative support
Making Compliance Simpler
• On-site support during regulatory
exams
• Clear guidance on operational
requirements
• Electronic fulfillment of most
compliance requirements
• Assistance & support for regulatory
inquiries
Essential Information & tools
• New office best practice training
• Sales practice training
• General compliance training & inquiries
Responsive Business Support
• Business consultation
• Outside business activity reviews
• Correspondence & advertising reviews
COMPLIANCE TEAM
Providing consultative support
Making Compliance Simpler
• On-site support during regulatory
exams
• Clear guidance on operational
requirements
• Electronic fulfillment of most
compliance requirements
• Assistance & support for regulatory
inquiries
Essential Information & tools
• New office best practice training
• Sales practice training
• General compliance training & inquiries
Responsive Business Support
• Business consultation
• Outside business activity reviews
• Correspondence & advertising reviews
BACK OFFICE EXCELLENCE
Operational support that is accessible, accurate and personal
Running an efficient practice depends on having excellent back office support, and we provide that with:
One-On-One Approach
To build and strengthen our relationship based on trust.
Simple and efficient
Simple and efficient communication that connects you directly to our experienced staff.
Dedicated team members
Review and process your business quickly and accurately.
BACK OFFICE EXCELLENCE
Operational support that is accessible, accurate and personal
Running an efficient practice depends on having excellent back office support, and we provide that with:
One-On-One Approach
To build and strengthen our relationship based on trust.
Simple and efficient
Simple and efficient communication that connects you directly to our experienced staff.
Dedicated team members
Review and process your business quickly and accurately.
Let's have a conversation about joining ONESCO
Fill out the form below and one of our transition specialists will contact you to help.
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Contact Us
The O.N. Equity Sales Company
Member FINRA and SIPC
A registered broker/dealer.
One Financial Way
Cincinnati, Ohio 45242
877.663.7267
©2024. All rights reserved.
Resources
Let's have a conversation about joining ONESCO
Fill out the form below and one of our transition specialists will contact you to help.
Contact Us
The O.N. Equity Sales Company
Member FINRA and SIPC
A registered broker/dealer.
One Financial Way
Cincinnati, Ohio 45242
877.663.7267
©2024. All rights reserved.